§2.28
Postdoctoral Fellows

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Rev. 2/11

    Preamble
  1. Policy
  2. Definition
  3. Titles
    1. Employee Titles
      1. Postdoctoral Fellow
      2. Special Postdoctoral Fellow
      3. Interim Postdoctoral Fellow
    2. Guest Titles
      1. Guest Postdoctoral Fellow
      2. Guest Postdoctoral Fellow—Stipend
      3. Guest Postdoctoral Fellow—Paid Direct
  4. Qualifications
  5. Recruitment
  6. Appointment Criteria
  7. Terms of Service
  8. Appointment Percentage
  9. Salary and Stipend
    1. Scale
    2. Criteria
  10. Coaching and Mentoring / Annual Reviews
  11. Leaves
    1. Vacation
    2. Sick Leave
    3. Medical Leave
    4. Military Leave
    5. Jury Leave
  12. Holidays
  13. Benefits Plan
  14. Expiration/Termination of Appointment
  15. Promotion

PREAMBLE

At Lawrence Berkeley National Laboratory, the postdoctoral experience is an opportunity for further scientific training and professional development for individuals who have recently completed a doctoral degree. Postdoctoral fellows bring expertise and creativity that enrich the research environment for all members of the Laboratory community, including graduate and undergraduate students of the University of California. 

A.  POLICY

This policy defines and sets forth terms and conditions relating to the appointment of postdoctoral fellows. It applies to postdoctoral fellows who are employees of the Laboratory. This policy does not apply to postdoctoral fellows who are guests of the Laboratory.

B.  DEFINITION

  1. The postdoctoral fellow conducts research under the general oversight of a supervisor in preparation for a career position in academia, industry, government, or the nonprofit sector. Postdoctoral fellow appointments are intended to provide an opportunity to acquire further scientific professional growth and development.

  2. Postdoctoral fellows train under the direction and supervision of Laboratory scientific and engineering staff (including faculty).  In addition to research activities, postdoctoral fellows may be approved to engage in other scientific activities (e.g., teaching, serving on institutional committees) to broaden their professional skills.

  3. Postdoctoral fellows may serve as co-principal investigators on externally funded contracts or grants. They are also permitted to serve as principal investigators on Laboratory-Directed Research and Development (LDRD) proposals. Postdoctoral fellows may be permitted to serve as principal investigators in three areas: (1) awards that are restricted to postdoctoral fellows; (2) small awards for research-related expenses; (3) or other circumstances approved by the division director.

C.  TITLES

The specific title of a postdoctoral fellow is determined by the source of funds:

1.    Employee Titles

  1. Postdoctoral Fellow
  2. The "postdoctoral fellow" appointment is determined when (1) the research is supported by Laboratory funds, or (2) the Laboratory is reimbursed by an external agency for the postdoctoral fellow’s appointment.

  3. Special Postdoctoral Fellow
  4. The “special postdoctoral fellow” appointment is for the individual who has funding support from an external agency and the division augments the fellowship funding with additional work and compensation to reach approved Laboratory pay rate minimums.

  5. Interim Postdoctoral Fellow
  6. The “interim postdoctoral fellow” appointment is for the time period between finishing doctoral degree requirements as a Laboratory Graduate Student Research Assistant (GSRA) and beginning their postdoctoral work elsewhere. There should be no break in service between the end of the GSRA appointment and the beginning of the Interim Postdoctoral Fellow appointment. Such interim appointments are made by a division director, based on the recommendation of the supervisor, and are not to exceed six months.

2.    Guest Titles

The title of a guest postdoctoral fellow is determined by the source of funds. Postdoctoral fellows who have guest status at the Laboratory are not covered by this policy. 

  1. Guest Postdoctoral Fellow
  2. The "guest postdoctoral fellow" appointment is for the postdoctoral fellow with an appointment at another institution and is participating in a scientific collaboration or participating in experiments at a Laboratory user facility. See the Guest Policy to determine whether these are visitors or participating guests.

  3. Guest Postdoctoral Fellow—Stipend
  4. The “guest postdoctoral fellow—stipend” appointment is for a postdoctoral fellow who has been awarded or appointed to a fellowship or traineeship for postdoctoral study by an external agency and the fellowship or traineeship is paid through a Laboratory non-payroll account.

  5. Guest Postdoctoral Fellow—Paid Direct
  6. The “guest postdoctoral fellow—paid direct” appointment is for the postdoctoral fellow who has been awarded a fellowship or traineeship for postdoctoral study by an external agency and the agency pays the fellowship or traineeship directly to the postdoctoral fellow rather than through the Laboratory.

D. QUALIFICATIONS

The postdoctoral fellow position requires a recent Ph.D. or its equivalent. Candidates should show strong potential for creativity and productivity in research.

E. RECRUITMENT

Recruitment as defined in RPM §2.01(C) (Recruitment and Selection) is encouraged for all postdoctoral fellow appointments in order to promote equal opportunity for all candidates but is not required.

F.  APPOINTMENT CRITERIA

Appointment as a postdoctoral fellow requires a confirmed doctoral degree or the international equivalent.

G. TERMS OF SERVICE

  1. Postdoctoral fellow appointments have fixed end dates. Initial appointments are typically made for one year but may be made for up to three years. The minimum duration of appointment is six months at full time. 

  2. The total duration of an individual’s postdoctoral service including postdoctoral service at other institutions may not exceed five years. If a postdoctoral fellow is on an approved paid or unpaid leave of absence for one month or longer, his or her appointment may be extended by the length of the leave but only up to an additional one year beyond the five-year maximum.

  3. Interim postdoctoral fellow appointments are not to exceed six months (see Paragraph (C)(1)(c)).

  4. Time spent in postdoctoral fellow appointments is not counted toward the five-year maximum for career-track and project scientist positions. See RPM §2.07(C)(2)(Research Scientist/Engineer (Career-Track), (4)(Staff Scientist/Engineer (Career-Track), or (6)(Divisional Fellow (Career-Track); or RPM §2.07(C)(10)(Project Scientist).

  5. It is within the Laboratory’s sole discretion not to re-appoint a postdoctoral fellow.

H. APPOINTMENT PERCENTAGE

  1. Appointments to the postdoctoral fellow title are full-time. 

  2. When a postdoctoral fellow additionally holds another University of California position, the percent time of the postdoctoral fellow appointment normally will be reduced so that the sum of the percent times of the two appointments equals 100 percent.

I. SALARY AND STIPEND

  1. Scale
  2. An authorized salary scale establishing minimum and maximum pay rates for postdoctoral fellow titles is issued by the Human Resources Compensation Unit and approved by the Laboratory Deputy Director.

  3. Criteria
  4. Divisions are responsible for setting pay rates.

J. COACHING AND MENTORING / ANNUAL REVIEWS

In furtherance of advancing a postdoctoral fellow’s career, it is recommended that the postdoctoral fellow and the supervisor conduct an annual oral review and have ongoing conversations on career growth and development throughout the postdoctoral experience. A written summary will be provided to the postdoctoral fellow upon request.

K. LEAVES

  1. Vacation
  2. Employees in postdoctoral fellow positions accrue vacation leave in accordance with RPM §2.08 (Vacation Leave).

  3. Sick Leave
  4. Employees in postdoctoral fellow positions accrue sick leave in accordance with RPM 2.09 (Sick Leave).

  5. Medical Leave
  6. Employees in postdoctoral fellow positions are eligible for unpaid medical leave as provided in RPM §2.13 (Family Care and Medical Leave).

  7. Military Leave
  8. Employees in postdoctoral fellow appointments are eligible for military leave as provided in RPM §2.14 (Military Leave).

  9. Jury Leave
  10. Employee postdoctoral fellows are eligible for paid jury duty leave as provided in RPM §2.11(A)(1) (Jury Duty).

L. HOLIDAYS

      Employees in postdoctoral fellow appointments are eligible for holiday pay as provided in RPM §2.10 (Holidays).

M. BENEFITS PLANS

Employee postdoctoral fellows are eligible for designated health and welfare benefits.

N. EXPIRATION/TERMINATION OF APPOINTMENT

  1. A postdoctoral fellow appointment ends automatically at the end of three years from initial appointment or on the current expiration/termination date unless notified in advance in writing that the appointment will be renewed.

  2. The employment of a postdoctoral fellow may be terminated before the end of the fellow’s appointment for disciplinary reasons or substandard performance of which the fellow has been advised as provided in RPM §2.05(C). The appointment may also be terminated early for lack of funds, lack of work, or changes in operational/business needs, in which case the fellow will be given at least 90 days' advance written notice before termination.

O.   PROMOTIONS

The postdoctoral fellow position is not a career-track position. There is no promotional track or expectation of advancement to any other professional research position. Waivers of recruitment of a postdoctoral fellow to another professional research position will be approved in exceptional cases and must be approved by the Laboratory Deputy Director in addition to the Chief Human Resources Officer and the Head of the Workforce Diversity Office.


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