Conflict of Interest (COI) Forms

 

State (non-Federal sponsored) and Federal laws require Conflict of Interest (COI) disclosures for certain sponsors.

 

Non-Federal:

 

• Conflict of Interest disclosures are required for all non-Federal sponsors except certain DOE Labs and sponsors on UCOP's exempt list.
• COI policy for non-Federal sponsors (RPM)
• Principal Investigator's Conflict of Interest Form 700-U with Instructions
• COI 700-U Addendum which is required when the PI has a positive response to any questions on the COI Form 700-U
• CRADA COI Form Approved by DOE

 

Federal (NIH/NSF):

 

• COI Policy for federal sponsors (RPM)
• NIH COI Website
• LBNL Declaration — Principal Investigator’s List of Participants Who Must File Disclosures of Financial Interest (Form DFI-1)
• LBNL Disclosure of Financial Interest (Form DFI-2)*
  
• LBNL Positive Disclosure of Financial Interest (Form DFI-3)**

 

*The COI original forms for negative disclosures must accompany the proposal to SPO.

**If there is a positive disclosure, the original forms should be sent to the Laboratory Conflict of Interest Coordinator with a copy in the proposal package to SPO.